First-in-human (FIH) studies
Primary objective: safety and tolerability. Secondary: characterize PK profile (single and repeated dosing), PD/biomarker readout (to predict therapeutic dose range), and establish a dose range. Need to reach exposures higher than therapeutic to account for potential DDI and organ impairment scenarios later.
Starting dose
Derived from nonclinical data:
- NOAEL (No Observed Adverse Effect Level) with allometric scaling.
- MABEL (Minimum Anticipated Biological Effect Level) – preferred when pharmacology-driven toxicity is expected.
- PKPD, PBPK, and/or QSP modeling to predict human PK and target exposures.
Dose escalation
Typically 2–3 fold between cohorts, adjusted for nonlinearity of PK and steepness of the dose-response curve.
Sentinel dosing
Dose 2 subjects first (1 active, 1 placebo), observe through Cmax, evaluate safety, then dose the remaining cohort.
Single ascending dose (SAD)
- Subjects receive a single dose of the investigational drug at one dose level, with dose escalation in subsequent cohorts.
- Typical cohort: 6 active + 2 placebo.
- Target exposures above the expected therapeutic dose to cover later TQT assessment and DDI/organ impairment-related exposure increases.
- Sampling: Intensive PK (plasma + urine; >3–5 half-lives to capture full elimination). Can sometimes include triplicate ECGs timed with PK (especially around Cmax), PD biomarkers, safety labs, genotyping, and samples for metabolite profiling.
Multiple ascending dose (MAD)
- Like SAD, but each subject receives multiple doses at one dose level.
- Essential for detecting time-dependent PK and accumulation.
- On some dosing occasions, only pre-dose (trough) samples might be taken.
- Dose-adjustment rules can be in place to achieve desirable safety/efficacy.
NoteCombined SAD-MAD studies
SAD and MAD studies can be combined under one study, and subjects can participate in both.
Planning considerations
TipFIH planning
- Validated PK and PD assays must be in place before starting – these can take months to develop and validate.
- Predefined stopping rules at trial, cohort, and individual subject level (e.g. liver signals, cardiac events, renal markers, severe AEs).
- Protocols must be flexible enough to add/remove cohorts or adjust dose levels without amendments.